-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WKn79i8VwI8mx5hW2XeLaexkOtZlhG8SE7JjvaBE7BXny+YXW4OxQtz59X3KvJFX Rsh8uwYPYKkXWRJkc/0Siw== 0000897069-98-000378.txt : 19980714 0000897069-98-000378.hdr.sgml : 19980714 ACCESSION NUMBER: 0000897069-98-000378 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980713 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBUS MCKINNON CORP CENTRAL INDEX KEY: 0001005229 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 160547600 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-46371 FILM NUMBER: 98665061 BUSINESS ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PKWY CITY: AMHERST STATE: NY ZIP: 14228-1197 BUSINESS PHONE: 7166895400 MAIL ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PARKWAY CITY: AMHERST STATE: NY ZIP: 14228-1197 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BERG GILCHRIST B CENTRAL INDEX KEY: 0000904870 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 225 W WATER ST STREET 2: STE 1987 CITY: JACKSONVILLE STATE: FL ZIP: 32202 BUSINESS PHONE: 9043555959 MAIL ADDRESS: STREET 1: 225 W WATER ST STREET 2: STE 1987 CITY: JACKSONVILLE STATE: FL ZIP: 32202 SC 13G 1 SCHEDULE 13G FOR GILCHRIST B. BERG SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ____)* Columbus McKinnon Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 199333105 (CUSIP Number) June 30, 1998 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [X] Rule 13d-1(c) [_] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 6 Pages 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Gilchrist B. Berg 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States 5 SOLE VOTING POWER NUMBER OF 970,492 SHARES 6 SHARED VOTING POWER BENEFICIALLY N/A OWNED BY 7 SOLE DISPOSITIVE POWER EACH 970,492 REPORTING PERSON 8 SHARED DISPOSITIVE POWER WITH N/A 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 970,492 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.055% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Item 1(a). Name of Issuer: Columbus McKinnon Corporation Item 1(b). Address of Issuer's Principal Executive Offices: 140 John James Audobon Parkway Amherst, New York 14228-1197 Item 2(a). Name of Person Filing: Gilchrist B. Berg Item 2(b). Address of Principal Business Office or, if none, Residence: 225 Water Street, Suite 1987 Jacksonville, Florida 32202 Item 2(c). Citizenship: United States Item 2(d). Title of Class or Securities: Common Stock Item 2(e). CUSIP Number: 199333105 Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d- 2(b), check whether the person filing is a: Inapplicable NOTE: This Schedule 13G is being filed pursuant to Rules 13d-1(c) and 13d-1(h). This Schedule 13G amends the Schedule 13D of the reporting person dated October 31, 1996 to reflect acquisitions of more than 1% of the Common Stock of the issuer. Item 4. Ownership as of July 13, 1998. (a) Amount Beneficially Owned: 970,492 (b) Percent of Class: 7.055% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 970,492 (ii) shared power to vote or to direct the vote: Inapplicable (iii) sole power to dispose or to direct the disposition of: 970,492 (iv) shared power to dispose or to direct the disposition of: Inapplicable Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [_] Instruction: Dissolution of a group requires a response to this item. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Inapplicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Inapplicable Item 8. Identification and Classification of Members of the Group. Inapplicable Item 9. Notice of Dissolution of Group. Inapplicable Item 10. Certification. (a) Inapplicable (b) The following certification shall be included if the statement is filed pursuant to Section 240.13d-1(c): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. July 13, 1998 Date /s/ Gilchrist B. Berg Gilchrist B. Berg -----END PRIVACY-ENHANCED MESSAGE-----